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Misconduct and malpractice. Investment industry "best and worst practices". Information to improve public protection. Expert witness services for industry and investors. Forensic investment analysis. • View topic - Securities Commissions assist predatory behaviours

Misconduct and malpractice. Investment industry "best and worst practices". Information to improve public protection. Expert witness services for industry and investors. Forensic investment analysis.

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Securities Commissions assist predatory behaviours

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Securities Commissions assist predatory behaviours

Postby admin » Mon May 16, 2005 8:26 pm

My concerns about the ASC involve them abrogating 100% of complaints about IDA firms to the trade association of the firms, with little to no result of benefit to anyone except the firms.

Other concerns of mine involve ethical complaints like double dipping by advisors., etc. Elder abuse and such, and all these example I am aware of relate to the above handling (or in my opinion, mishandling) of complaints back to those with a vested interest in ignoring them.
Last edited by admin on Mon Aug 15, 2005 5:21 pm, edited 1 time in total.
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